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Defense Nuclear Nonproliferation Research

Defense Nuclear Nonproliferation Research and Development
Number: 81.113
Agency: Department of Energy

Program Information 

Program Number/Title (010):
81.113 Defense Nuclear Nonproliferation Research
Federal Agency (030):
Department of Energy
Authorization (040):
Atomic Energy Act of 1954, as amended, Section 3157, Public Law 101-189, 103 Stat. 1684, 42 U.S.C. 2051 , Section 3157, 1684 Stat. 42, 2051 U.S.C , Section 3157, 1684 Stat. 42, 2051 U.S.C 3157; Energy Reorganization Act of 1974, Title I, Section 107, Public Law 93-438; 88 Stat. 1240, 42 U.S.C. 5817, Title I, Section 107, 1240 Stat. 42, 5817 U.S.C ; Federal Nonnuclear Energy Research and Development Act of 1974, Public Law 93-577; Department of Energy (DOE) Organization Act of 1977, as amended, Public Law 95-91, 42 U.S.C. 7101.
Objectives (050):
To conduct basic and applied research and development that enhances U.S. national security and reduces the global danger from the proliferation of weapons of mass destruction and special nuclear materials through needs-driven research and development. The emphasis is on developing the requisite technologies to detect and deter nuclear proliferation and to meet U.S. nuclear detonation detection goals. Research focuses on advanced detection systems and concepts to support current and future USG policies. Support also-address the pressing shortfalls in trained professionals capable of supporting crucial nuclear nonproliferation missions such as nuclear forensics and international safeguards.
Types of Assistance (060):
Project Grants
Uses and Use Restrictions (070):
Financial support, in whole or in part, may be provided for salaries, materials, supplies, equipment, travel, publication costs, services required for conducting nonproliferation research and development to reduce the global danger from the proliferation of weapons of mass destruction. Construction or related costs are not allowed under these project grants. All work must comply with export control regulations. .
Eligibility Requirements (080)
Applicant Eligibility (081):
Universities (public and private), institutions of higher education, whose activities benefit the general public through results which are available to the National Nuclear Security Administration (NNSA), other U.S. government agencies, and universities and institutions of higher learning may apply.
Beneficiary Eligibility (082):
The NNSA, other U.S. government agencies, universities and institutions of higher learning will benefit.
Credentials/Documentation (083):
Costs will be determined in accordance with OMB Circular No. A-21 for institutions of higher learning. For Non-government organizations, Costs will be determined in accordance with OMB Circular No. A-122 . This program is excluded from coverage under OMB Circular No. A-87.
Application and Award Process (090)
Preapplication Coordination (091):
Preapplication coordination is not applicable. Environmental impact information is not required for this program. This program is excluded from coverage under E.O. 12372.
Application Procedures (092):
OMB Circular No. A-102 applies to this program. This program is excluded from coverage under OMB Circular No. A-110. OMB Circular No. A-102 applies to this program. This program is excluded from coverage under OMB Circular No. A-110. The NNSA Service Center in Albuquerque, New Mexico issues Funding Opportunity Announcements (FOAs) under which formal applications may be submitted by a scientist or principal investigator who will conduct or lead the research team. The FOAs will be posted to which can be accessed at:
Award Procedure (093):
Evaluations will be conducted by technical staff assigned to the Office of Defense Nuclear Nonproliferation Research and Development or at the DOE national laboratories. Final decisions for approval are made by the source selection authority. DOE/NNSA Procurement is then instructed to negotiate and prepare the grant award documents. Program management responsibilities may be delegated as a whole or in part to the NNSA Service Center or NNSA Site Offices.
Deadlines (094):
Not Applicable.
Range of Approval/Disapproval Time (095):
From 60 to 90 days. Deadlines will be provided in the individual FOAs posted at
Appeals (096):
Not Applicable.
Renewals (097):
Grants will be modified and extended as required. Renewals are subject to an annual review by the Headquarters and/or NNSA Service Center.
Assistance Consideration (100)
Formula and Matching Requirements (101):
This program has no statutory formula.
This program has no matching requirements.
MOE requirements are not applicable to this program.
Length and Time Phasing of Assistance (102):
The grant period is for up to three years depending upon available appropriations. The schedule of payments is arranged at the time of award, but it is expected that proposals will be fully funded for their three year lifecycles in one lump sum. See the following for information on how assistance is awarded/released: Depending on the program some can be awarded lump sum or incrementally funded.
Post Assistance Requirements (110)
Reports (111):
No program reports are required. Cash reports are not applicable. Quarterly Progress reports, and final reports are required. Also progress is reported annually at the University Industry Technical Interchange meeting for the life of the project. In the first year creation of a poster for project presentation is required and formal presentations are required thereafter. All projects are subject to this audit process. Expenditure reports are not applicable. Independent performance and merit reviews are required in the second year of the lifecycle. All projects are subject to this audit process.
Audits (112):
In accordance with the provisions of OMB Circular No. A-133 (Revised, June 27, 2003), "Audits of States, Local Governments, and Non-Profit Organizations," nonfederal entities that expend financial assistance of $500,000 or more in Federal awards will have a single or a program-specific audit conducted for that year. Nonfederal entities that expend less than $500,000 a year in Federal awards are exempt from Federal audit requirements for that year, except as noted in Circular No. A-133.
Records (113):
Financial Information (120)
Obligations (122):
(Project Grants) FY 13 Not Available; FY 14 est $29,000,000; and FY 15 est $5,000,000
Range and Average of Financial Assistance (123):
The expected range of Awards is approximately $25,000,000; $5,000,000/year for five years for the lifecycle of the project.
Program Accomplishments (130):
Fiscal Year 2013: None. Fiscal Year 2014: 16 Grants Awarded. Fiscal Year 2015: no grants awarded (or 3 if the continued funding of the Consortia counts).
Regulations, Guidelines, and Literature (140):
See Code of Federal Regulations (CFR); 10 CFR 600 and OMB Circulars
Information Contacts (150)
Regional or Local Office (151) :
Headquarters Office (152):
Ivy D. Martin, 1000 Independence Ave SW, Washington , District of Columbia 20585 Email: Phone: (202) 586-2246 Fax: (202) 586-0485.
Website Address (153):
Examples of Funded Projects (170):
Fiscal Year 2013: None. Fiscal Year 2014: Awarded multi-year grants to two university consortia to support research in nuclear nonproliferation. The first consortium addresses developing new treaty monitoring technology. The second consortium addresses developing new enabling capabilities in support of nuclear proliferation detection. Fiscal Year 2015: no new grants.
Criteria for Selecting Proposals (180):
The selection process will be determined on the following criteria: 1) mission relevance; 2) overall scientific and technical merit; 3) research duplication and 4) management approach.